A novel is a long narrative, normally in prose, which describes fictional characters
and events, usually in the form of a sequential story.
While Ian Watt in The Rise of the
Novel (1957) suggests that the novel came into being in the early 18th
century, the genre has also been described as possessing "a
continuous and comprehensive history of about two thousand
years". This view sees the novel's origins in Classical Greece and Rome, medieval, early modern romance, and the tradition of the novella. The latter, an Italian word
used to describe short stories, supplied
the present generic English term in the 18th century. Miguel de Cervantes, author of Don Quixote, is frequently cited as the first significant European novelist of the modern era; the first
part of Don Quixote was published in 1605.
The romance is a related long
prose narrative. Walter Scott defined
it as "a fictitious narrative in prose or verse; the interest of which
turns upon marvellous and uncommon incidents", whereas in the novel
"the events are accommodated to the ordinary train of human events and the
modern state of society". However, many romances, including the historical romances of Scott, Emily Brontë's Wuthering Heights[5] and Herman Melville's Moby-Dick, are
also frequently called novels, and Scott describes romance as a "kindred
term". Romance, as defined here, should not be confused with the genre fiction love
romance or romance novel. Other
European languages do not distinguish between romance and novel: "a novel
is le roman, der Roman, il romanzo.
Defining the Genre
Madame de Pompadourspending her afternoon with a book, 1756.
A novel is a long, fictional
narrative which describes intimate human experiences. The novel in the modern era usually
makes use of a literary prose style, and the development of the prose novel at
this time was encouraged by innovations in printing, and the introduction of cheap paper, in the 15th century.
The present English (and Spanish)
word for a long work of prose fiction derives from the Italian novella for "new", "news", or
"short story of something new", itself from the Latin novella, a singular
noun use of the neuter plural of novellus, diminutive of novus,
meaning "new". Most European languages have preserved the term
"romance" (as in French, Dutch, Russian, Serbo-Croatian, Romanian,
Danish, Swedish and Norwegian "roman"; German "Roman";
Portuguese "romance" and Italian "romanzo") for extended
narratives.
A fictional Narrative
Fictionality is most commonly cited as distinguishing novels
from historiography. However
this can be a problematic criterion. Throughout the early modern period authors of historical narratives would often
include inventions rooted in traditional beliefs in order to embellish a
passage of text or add credibility to an opinion. Historians would also invent
and compose speeches for didactic purposes. Novels can, on the other hand,
depict the social, political and personal realities of a place and period with
clarity and detail not found in works of history.
Literary Prose
While prose rather than verse
became the standard of the modern novel, the ancestors of the modern European
novel include verse epics in the Romance language of southern France, especially those by Chrétien de Troyes (late 12th century), and in Middle English (Geoffrey Chaucer's (c. 1343 – 1400) The Canterbury Tales). Even in the 19th century, fictional narratives
in verse, such as Lord Byron's Don Juan (1824), Alexander Pushkin's Yevgeniy Onegin (1833), and Elizabeth Barrett Browning's Aurora Leigh (1856), competed with prose novels. Vikram Seth's The Golden Gate (1986), composed of 590 Onegin stanzas, is a more
recent example of the verse novel.
Content: intimate experience
Both in 12th-century Japan and
15th-century Europe, prose fiction created intimate reading situations. On the
other hand, verse epics, including the Odyssey and Aeneid, had been recited to a select audiences, though this
was a more intimate experience than the performance of plays in theaters.A new
world of Individualistic fashion, personal views, intimate feelings, secret
anxieties, "conduct" and "gallantry" spread with novels and
the associated prose-romance.
Length
The novel is today the longest
genre of narrative prose fiction, followed by the novella, short story, and flash fiction. However,
in the 17th century critics saw the romance as of epic length and the novel as
its short rival. A precise definition of the differences in length between
these types of fiction, is, however, not possible.The requirement of length has
been traditionally connected with the notion that a novel should encompass the
"totality of life. The length of a novel can still be important because
most literary awards use length as a criterion in the ranking system.
Early Novel
Paper as the essential carrier:Murasaki Shikibu writing her The Tale of Genji in the early 11th century, 17th-century depiction
Although early forms of the novel
are to be found in a number of places, including classical Rome, 10th– and
11th-century Japan, andElizabethan England, the European novel is often said to have begun
with Don Quixote in 1605.
Early works of extended fictional
prose, or novels, include works in Latin like the Satyricon by Petronius (c. 50 AD), and The Golden Ass byApuleius (c. 150 AD), works in Sanskrit such as the 6th– or
7th-century Daśakumāracarita by Daṇḍin, and in the 7th-century Kadambari byBanabhatta, the 11th-century
Japanese Tale of Genji by Murasaki Shikibu, the 12th-century Hayy ibn Yaqdhan (or Philosophus Autodidactus, the 17th-century Latin
title) by Ibn Tufail, who wrote
in Arabic, the 13th-century Theologus Autodidactus by Ibn al-Nafis, another
Arabic novelist, and in Chinese in the 14th-century Romance of the Three Kingdoms by Luo Guanzhong.
Murasaki Shikibu's Tale of Genji (1010) has been described as the world's first
nove and shows essentially all the qualities for whichMarie de La Fayette's novel La Princesse de Clèves (1678) has been praised: individuality of
perception, an interest in character development, and psychological
observation. Urbanization and the spread of printed books in Song Dynasty (960-1279
AD) China led to the evolution of oral storytelling into consciously
fictional novels by the Ming dynasty (1368–1644
AD). Parallel European developments did not occur for centuries, and awaited
the time when the availability of paper allowed for similar opportunities.
By contrast, Ibn Tufail's Hayy
ibn Yaqdhan and Ibn al-Nafis' Theologus Autodidactus are
works of didactic philosophy and theology. In this sense, Hayy ibn
Yaqdhan would be considered an early example of a philosophical novel, while Theologus Autodidactus would
be considered an early theological novel. Hayy ibn Yaqdhan, with
its story of a human outcast surviving on an island, is also likely to have
influenced Daniel Defoe's Robinson Crusoe (1719), because the work was available in an
English edition in 1711.
Epic poetry exhibits
some similarities with the novel, and the Western tradition of the novel
reaches back into the field of verse epics, though again not in an unbroken
tradition. The epics of Asia, such as the Sumerian Epic of Gilgamesh (1300–1000 BC), and Indian epics such as the Ramayana (400 BCE and 200 CE), and Mahabharata (4th century BC) were as unknown in early modern Europe as was the Anglo-Saxon epic
of Beowulf (c.750–1000
AD), which was rediscovered in the late 18th century and early 19th century.
Other non-European works, such as the Torah, the Koran, and the Bible, are full of stories, and thus have also had a
significant influence on the development of prose narratives, and therefore the
novel. Classical Greek epics like Homer's Iliad and Odyssey (9th or 8th century BC), and those of Ancient Rome, such
as Virgil's Aeneid (29–19 BC), were re-discovered by Western
scholars in the Middle Ages. Then at
the beginning of the 18th century, French prose translations brought Homer's
works to a wider public, who accepted them as forerunners of the novel.
Classical Greek and Roman prose
narratives included a didactic strand, with the philosopher Plato's (c.425-c.348 BC) dialogues; a
satirical dimension with Petronius'Satyricon; the
incredible stories of Lucian of Samosata; and Lucius Apuleius' proto-picaresque The Golden Ass, as well as the heroic romances of the Greeks Heliodorus andLongus. Longus is the author of the famous Greek novel, Daphnis and Chloe (2nd century A.D.).
Medieval Period 1100 – 1500 (Chilvaric
Romaces)
Chaucer reciting Troilus and Criseyde: early-15th-century manuscript of the work at Corpus Christi College, Cambridge
Romance or chivalric romance is a
type of narrative in prose or verse popular in the aristocratic
circles of High Medieval and Early Modern Europe. They were marvel-filled adventures, often of
a knight-errant with heroic qualities, who undertakes
a quest, yet it is "the emphasis on
heterosexual love and courtly manners distinguishes it from the chanson de geste and other kinds of epic, which involve heroism In
later romances, particularly those of French origin, there is a marked tendency
to emphasize themes of courtly love.
Originally, romance literature was written in Old French, Anglo-Norman and Occitan, later, in English, in Italian and German. During the early 13th century,
romances were increasingly written as prose.
Renaissance Period 1500 – 1700
1474: The customer in the
copyist's shop with a book he wants to have copied. This illustration of the
first printed German Melusine looked back to the market of manuscripts.
The modern distinction between
history and fiction did not exist at this time and the grossest improbabilities
pervade many historical accounts found in the early modern print market. William Caxton's 1485
edition of Thomas Malory's Le Morte d'Arthur (1471) was sold as a true history, though the
story unfolded in a series of magical incidents and historical
improbabilities. Sir John Mandeville's Voyages, written in the 14th century,
but circulated in printed editions throughout the 18th century, was filled
with natural wonders, which were accepted as fact, like the one-footed
Ethiopians who use their extremity as an umbrella against the desert sun. Both
works eventually came to be viewed as works of fiction.
In the 16th and 17th centuries
two factors led to the separation of history and fiction. The invention of
printing immediately created a new market of comparatively cheap entertainment
and knowledge in the form of chapbooks. The more elegant production of this genre by 17th-
and 18th-century authors were belles lettres; that is a market that would be neither low nor academic. The second major
development was the first best-seller of modern fiction, the Spanish Amadis de Gaula, by García Montalvo. However, it was not accepted as
an example of belles lettres. The Amadis eventually
became the archetypical romance, in contrast with the modern novel which began
to be developed in the 17th century.
Heroic Romances
The beginnings of modern fiction
in France took a pseudo-bucolic form, and the celebrated L'Astrée, (1610)
of Honore d'Urfe (1568-1625),
which is the earliest French novel, is properly styled a pastoral. But this ingenious and diffuse
production, in which all is artificial, was the source of a vast literature,
which took many and diverse ms. Although its action was, in the main, languid
and sentimental, there was a side of the Astree which encouraged that
extravagant love of glory, that spirit of " panache," which was now
rising to its height in France. That spirit it was which animated Marin le Roy de Gomberville (1603-1674), who was the inventor of what have
since been known as the Heroical Romances. In these there was experienced a
violent recrudescence of the old medieval elements of romance, the impossible
valour devoted to a pursuit of the impossible beauty, but the whole clothed in
the language and feeling and atmosphere of the age in which the books were
written. In order to give point to the chivalrous actions of the heroes, it was always hinted that
they were well-known public characters of the day in a romantic disguise.
Cervantes and The Modern Novel
The rise of the novel as an
alternative to the romance began with the publication of Cervantes Novelas Exemplares (1613). It continued with Scarron's Roman Comique (the
first part of which appeared in 1651), whose heroes noted the rivalry between
French romances and the new Spanish genre.
Late 17th-century critics looked
back on the history of prose fiction, proud of the generic shift that had taken
place, leading towards the modern novel/novella. A wave of "petites
histoires" or "nouvelles historiques had replaced the old romances.
The first perfect works in French were those of Scarron and Madame de La Fayette's "Spanish history" Zayde (1670).
The development finally led to her Princesse de Clèves (1678), the first novel with what would become
characteristic French subject matter.
18th Century Novel
The idea of the "rise of the
novel" in the 18th century is especially associated with Ian Watt's important study The
Rise of the Novel (1957). Ian Watt puts forward the idea that novel
was a "new form" and associates this with the importance placed on
realism by novelists such as Daniel Defoe, Samuel Richardson, and Henry Fielding. This
theory about the novel in the 18th century led to the suggestion that the
earlier Romance forms of long prose narrative were either not novels or were at
least inferior. However, others including Margaret Anne Doody disagree that the novel originated in the 18th
century, arguing that the history of the novel is over two thousands years old,
and that in addition the romance tradition continued through the 18th and 19th
centuries and still flourishes today. The idea of the rise of the novel in the
18th century is especially associated with English literary criticism, and
most other European languages use the word "roman" (Portuguese
"romance" and Italian "romans") for an extended narratives. Novelist and critic Albert J. Guerard argues, in The Triumph of the Novel (1976), on behalf
of the anti-realist "other great tradition" of the novel that includes Rabelais, Cervantes,Pynchon, Borges, García Márquez, the "Joyce of Finnegans Wake and the Nabakov of Ada", and sees Ian Watt's The Rise of the
Novel as contributing to a confusion between fiction and "real
life", "by its insistence on 'formal realism' as implicit in the
novel form in general".[44] Guerard suggests that Watt's book is most useful
"for a study of the eighteenth-century novel", but that it
"should not be applied to the genre as a whole".
The Romance Genre in The 18th Century
The rise of the word novel at the
cost of its rival, the romance, remained a Spanish and English phenomenon, and
though readers all over Western Europe had welcomed the novel(la) or short
history as an alternative in the second half of the 17th century, only the
English and the Spanish had, however, openly discredited the romance
The late 18th century brought an
answer with the Romantic Movement's readiness to
reclaim the word romance, especially with the gothic romance, but
the historical novels of Walter Scott also
have a strong romance element. Robinson Crusoe became a
"novel" in this period appearing now as a work of the new realistic
fiction that the 18th century had created.
19th Century Novel ( Romanticism)
The very word romanticism is
connected to the idea of romance, and the romance genre experienced a revival,
at the end of the 18th century, withgothic fiction. The origin
of the gothic romance is attributed to English author Horace Walpole, with his
1764 novel The Castle of Otranto, subtitled (in its second edition) "A Gothic
Story". Other important works are Ann Radcliffe's The Mysteries of Udolpho (1794) and 'Monk' Lewis's The Monk(1795).
The new romances challenged the
idea that the novel involved a realistic depictions
of life, and destabilized the difference the critics had been trying to
establish, between serious classical art and popular fiction. Gothic romances
exploited the grotesque, and some critics thought that their subject matter
deserved less credit than the worst medieval tales of Arthurian knighthood, and that if the Amadis had troubled Don Quixote with
curious fantasies, the new romantic tales were worse: they described a
nightmare world, and explored sexual fantasies.
The authors of this new type of
fiction could be (and were) accused of exploiting all available topics to
thrill, arouse, or horrify their audience. The ancient romancers most commonly
wrote fiction about the remote past with little attention to historical
reality.
20th Century and Later (Modernism and Post Modernism)
Aleksandr Solzhenitsyn, Vladivostok, 1995
James Joyce's Ulysses (1922) had a major influence on modern novelists, in the way that it
replaced the 18th- and 19th-century narrator with a text that attempted to
record inner thoughts: a "stream of
consciousness". This term was first used
by William James in1890
and is used (or the related interior monologue) by modernists like Dorothy Richardson, Marcel Proust, as well
as, later Virginia Woolf and William Faulkner.Also in the 1920s expressionist Alfred Döblin went
in a different direction with Berlin Alexanderplatz (1929), where interspersed non-fictional text
fragments enter the fictional sphere to create another new form of realism to
that of stream-of-consciousness.
Later works like Samuel Beckett's
trilogy Molloy (1951), Malone Dies (1951) and The Unnamable (1953), as well as Julio Cortázar'sRayuela (1963) and Thomas Pynchon's Gravity's Rainbow (1973) all make use of the
stream-of-consciousness technique. On the other hand, Robert Coover is an
example of those authors, who the 1960s, fragmented their stories and
challenged time and sequentiality as fundamental structural concepts.
Each generation of the 20th
century saw its unique aspects expressed in novels. Germany's lost generation of World War I veterans
identified with the hero of Erich Maria Remarque's All Quiet on the Western Front (1928) (and with the tougher, more existentialist rival Thor Goote created as a national
socialist alternative). The Jazz Age found a voice in F. Scott Fitzgerald, the Great Depression in John Steinbeck and
the incipient Cold War in George Orwell. France's
existentialism was prominently voiced in Jean-Paul Sartre's Nausea (1938)
and Albert Camus' The Stranger (1942). The counterculture of the 1960s gave Hermann Hesse's Steppenwolf (1927) a new reception, while producing such
iconic works of its own as Ken Kesey's One Flew Over
the Cuckoo's Nest and Thomas Pynchon's Gravity's Rainbow. Chuck Palahniuk's Fight Club (1996) became (with the help of the film
adaptation) an icon of late-20th-century manhood and a reaction to the
20th-century production of female voices. Virginia Woolf, Simone de Beauvoir, Doris Lessing, Elfriede Jelinek became prominent female and feminist voices.
Questions of racial and gender identities, the option to reclaim female heroines of a predominantly male cultural
industry have fascinated novelists over the last two decades with their
potential to destabilize the preceding confrontations.
The major 20th-century social
processes can be traced through the modern novel: the history of the sexual revolution can be traced through the reception of sexually
frank novels: D. H. Lawrence's Lady Chatterley's Lover had to be published in Italy in 1928; British
censorship lifted its ban as late as 1960. Henry Miller's Tropic of Cancer (1934) created the comparable US scandal.
Transgressive fiction from Vladimir Nabokov's Lolita (1955) to Michel Houellebecq's Les Particules élémentaires (1998) entered a literary field that eventually
opened itself to the production of frankly pornographic works such as Anne Desclos' Story of O (1954)
to Anaïs Nin's Delta of Venus (1978).
In the second half of the 20th
century, Postmodern authors
subverted serious debate with playfulness, claiming that art could never
be original, that it always plays with existing materials. The idea that
language is self-referential had already been an accepted truth in the world
of pulp fiction. A
postmodernist re-reads popular literature as an essential cultural production.
Novels from Thomas Pynchon's The Crying of Lot 49 (1966), to Umberto Eco's The Name of the Rose (1980) and Foucault's Pendulum (1989) made use of a universe of intertextual references while
they thematized their own creativity in a new postmodern metafictional awareness.
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